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Star Series

Conversations with David Snowden
Practice and Communication
of 3rd Generation Knowledge Management

David Snowden
Director of the Cynefin Centre for Organisational Complexity
IBM Global Services
United Kingdom

Synthesis by Chris McGuire
Administrative manager
ReservoirTeam Ltd
Adelaide, South Australia

Editor's note: This is a synthesis of the "Conversations with David Snowden" held in January, 2002, the first episode in a parade of KM luminaries who served as guest moderators during the second year of the monthly AOK STAR Series.

 


 

Prologue: Jerry Ash, AOK Chief Executive, posed a two pronged question to David Snowden: How is "context" different from "content"? and: What is happening in the workplace that supports the notion that the focus is shifting from knowledge as a "thing" which can be captured and cataloged to the management of knowledge ecology?

These two threads have been separated in to Part I and Part II respectively. Part III presents an exchange between Snowden and Ash on a variety of related subjects.

Part I: Early in his reponse to the first question, a further debate was spawned surrounding issues of jargon/expert langauge/business English in the relatively new discipline of KM. This broadens into an analysis of online disussion forums.

David Snowden's responses were, of course, shaped by the at times heated debate that was running in parrallel. As far as possible Part I stands alone and can be read without delving in to the challenge and rebuttal of Part II.

Part II: The debate over use of "expert language" continues. To this, it emerged that case studies were not David's preferred way to illustrate organisational change. Rather, he provides readers with something more insightful; being his own approach and the strategies deployed when working within an organisation. It becomes apparent that this method of response is 3rd generation KM itself and, together with Part I, David's vision becomes clear.

 


 

Table of Contents (Click on list item to go directly to each topic)

Part I: 3rd Generation Knowledge Management

  Part I: 3rd Generation Knowledge Management

I always know more than I can say, even after I have said it, and I can always say more than I can write down.-- David Snowden

  Introducing David Snowden

Jerry Ash, AOK chief executive: It is altogether fitting that we begin the 2002 STAR Series with David Snowden, who has teamed the past year with the Series' first guest moderator -- Stephen Denning -- to carry the message of storytelling as a Knowledge Management tool around the world.

Storytelling, it turns out, was an integral part of the second generation of KM -- a progression from Content to Narrative to Context. David leads us quickly through the three generations of KM in "Preparing for Conversations with David Snowden," and then leads us into the new millennium and the next generation of KM:

As we move into the third millennium we see a new approach emerging in which we focus not on the management of knowledge as a 'thing' which can be identified and cataloged, but on the management of the ecology of knowledge. Here the emphasis is not on the organization as a machine with the manager occupying the role of Engineer, but on the organization as a complex ecology in which the manager is a gardener, able to direct and influence, but not fully control the evolution of his or her environment. We are also seeing a refreshing move away from programmes which seem to manage knowledge for its own sake, to those that tightly couple knowledge management with both strategic and, critically, operational priorities.

David Snowden is Director of the Institute of Knowledge Management for Europe, the Middle East and Africa. One of the founders of "Organic Knowledge David SnowdenManagement," he is an acknowledged expert on the management of tacit knowledge and has developed a series of pioneering methods including the use of anthropological techniques for knowledge disclosure through the ASHEN model, the use of stories as an advanced form of knowledge repository (based on six years of research into story telling cultures around the world) and the Cynefin "Just in Time" model of knowledge transfer between formal and informal communities.

A gifted speaker and educator, he is in regular demand as a keynote speaker world wide. This STAR Series discussion is a prelude to his presentation on Third Generation KM at the AOK/Delphi Summit, March 2002.

Please join me in welcoming David Snowden to the AOK network. We look forward to moving forward with you, David, into the next generation.

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  How is Context Different From Content?

Jerry Ash: I would like to begin the discussion by telling you that AOK members welcome forward thinking on the development of the knowledge strategy and they like stories that connect theory to practice. Therefore, I ask: How is "context" different from "content."

David Snowden: Thanks for the welcome and I'm looking forward to the discussion. You ask a broad question -- at its simplest I see knowledge management as creating shared context -- if the two sides of a communication do not share any context then no information can be created, it's all data. Shared context creates shared meaning. Content is abstracted from context, and specifically from people. I see knowledge management as creating information from data by the provision of shared context; I reject and despise the linear model of Data-Information-Knowledge-Wisdom. I have sent a summarised version of a much larger paper to Jerry for posting -- this provides more thinking on the 2nd (post 1995 or Nonaka) generation and my 3rd generation approach.

Abstract and a PDF of the full paper

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  Evolution From Newtonian Physics to Complexity

Debra Amidon, Entovation International: First, welcome to this forum . . . it's great to have you 'here.'

Perhaps there is some alignment that can/should be done on all the generation management material to date, such as Senge's 5th Discipline, and Charles Savage's 5th Generation Management. We also published a 1996 article on 5th Generation - and the tool for analysis. The analysis is done according to Performance, Structure, People, Process and Technology; and the dimensions evolve organizations with focus the assets to be managed: 1st -- Product/Technology, 2nd -- Project, 3rd -- Enterprise; 4th -- Customer and 5th -- Knowledge. Each generation is described in more detail in the article as well as references of interest.

More germane to our topic here is that in the same article, we analyzed the evolution:

  • Stage I. Technology Transfer (moving from one place to another; the"passer/receiver" language applied to labs, within consortia or country to country).
  • Stage II. Technology Exchange (technology transfers through people; the "contact sport" analogy; dual communications links; dialogue among parties; ideas from either side).
  • Stage III. Knowledge Exchange (Shift to viewing that which is transferred from "widgets" to ideas and insights as a function of human interaction; realization of something beyond "information"; timely access provides the competitive advantage).
  • Stage IV. Technology/Knowledge Management (recognition that the "process"cannot be left to serendipity; organizations must pay "sweat dues" in addition to the enrollment fee; emergence of a new discipline: the management of technology; builds staff and mechanisms to manage the process).
  • Stage V. Knowledge Innovation Systems (realization of the dynamic nature of the total process of innovation; emergence of the "virtual" research enterprise without functional, industry, sector, or geographic borders; takes systemic view of =ECknowledge =EEflow; shifts focus from monitoring discrete deliverables to creation of a learning system designed to enable profitable growth).

There is a similar tool published in the article as a PowerPoint slide, but not yet available on the Web. Just contact me directly to request a copy.

David, of course, is defining the various stages of managing knowledge as the asset. I wonder if there is some similar analytic discipline we can apply to help people understand that, indeed, we are living in 5th Generation (albeit the 3rd wave thereof) 'kaleidoscopic change' and managing with 2nd and 3rd generation management technology. Is this gap a familiar one to our AOK practitioners?

P.S. By the way, with Leif Edvinsson, we have also been researching 6th.

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  Generation -- Managing the 'Future' as the Asset!

David Snowden: I've sent Jerry two other articles -- designed for a general business audience, one of which is fairly old but covers the management of informal communities, the other is more recent and describes narrative databases. I've put these in for those who want to open up a more pragmatic dialogue.

Liberating Knowledge

Narrative Knowledge

I like Debra's idea of the third wave in the fifth generation with some restrictions. One of which is I that I would favour Tom Stewart's view that we have seen three big "movements" -- Quality, Process and IC in business thinking and I prefer that to the Savage's model. The main one though is that I do not think that complexity based work (my third generation) is not going to represent an incremental, albeit step change, in thinking in the way that we went through Product/Technology, Project, Enterprise, Customer and Knowledge.

I think complexity represents as large a change as the shift from Newtonian to modern physics, it challenges the conceptual underpinnings of process management and scientific management in general.

In particular it means that we can not build predictive and prescriptive models of the future; managers cannot by intentional acts achieve organisational goals in all but the simplest of cases. For example, the work we are now doing with the US Government and elsewhere, involves creating alternatives to scenario planning that create multiple perspectives on a problem, rather than extrapolating future possibilities. This means that a decision maker entrained in the culture of the US has a model by which they can look at a situation from an Islamic perspective, one that is impossible in an analytical framework.

To use a biblical metaphor, new wine needs new wine skins. Other than that point Debra is arguing that you should read the referenced articles and her existing and forthcoming book -- a recommendation I'm happy to endorse.

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  Recipes v. Heuristics (Plus Confusion Over Words)

Excerpt from James S. Robertson, Managing Director, Step Two Designs Pty, Ltd, Australia, who was resistant to new words for new concepts:

I have seen a large consulting firm prepare a presentation to senior executives at a government organisation. This was a "boilerplate" presentation, with all the usual buzzwords and key phrases.

But practically none of it was written using terms and concepts that the organisation would understand.

An example of their mistake: their presentation used the manufacturing of donuts as an example of a complete product lifecycle.

And this was supposed to mean something to a government organisation responsible for the licensing of drivers and vehicles?

Thankfully this was pointed out, and fixed before the final delivery. I still note, however, that the presentation was not successful: the steering committee simply didn't get enthusiastic about a "strategic KM initiative."

David Snowden: I think that James S. Robertson defacto supports my point in his reference to using a model of donut manufacture to government. That's classic consultancy and something I fight against. I used the word "contextualise" because I think it vital in knowledge management not to use generic models, but to create a model in context (i.e. contextualise).

If a model is rooted in the stories of an organisation's histories and its possible futures (narrative techniques) then the model has meaning to that group. My approach is get the organisation to tell stories, and then to populate a framework with those stories, draw boundaries between spaces and then move forward to action.

This means that the model and the boundaries within it are rooted in the organisation's own narrative (and I'm not going to apologise for using the word) context.

There is a key difference here between two approaches to KM consultancy -- the recipe book V heuristics.

In a recipe book approach consultants study several companies to identify properties (such as common vision) associated with qualities (such as profitability) derive a generic model from that experience which results in action to acquire the properties in order to achieve the qualities. This makes assumptions that they have really discovered the reasons behind the achievement of profit or whatever and is a logical error in any event, but never mind, it's the way that consultancies work. They also then use factory methods to roll over a standard template. One of the reasons I never use slides is that I have a hatred of consultants who just roll out their model regardless of context.

In heuristic approaches, a set of rules of thumb or operational principles are developed which are applied to create unique, contextual solutions in each case -- no universal model, the application of sound heuristics. Here we have the chef, not the recipe book user with all the differences in quality that metaphor implies. There is a place for recipe books, but it's not a large one in a knowledge based organisation. Context (and/or contextualise) and Heuristics are amongst the most important words in knowledge management.

Knowledge Management is the creation of shared context -- without shared context no communication can take place. Information degenerates to data. I do not see knowledge as some higher form of information, but the means by which we create meaning out of data through communication -- information.

Heuristics are a vital knowledge asset and come in various forms. I did one project with an oil company in which an engineer interviewed in his office by a KM professional from IT explained how he solved problems through a structured process. When I carried out an anthropology project in the field (which was scary, go to an off shore rig in a gale and you will see what I mean) and observed problem solving in the field the structured process went out of the window and he fell back to what he called "the music of the rig" and combination of sounds and other barely articulated signals meant that he knew instantly what was wrong. By asking him what he knew in the context of his knowing it was possible to identify over 12 heuristics that were governing his decision making in practice - all capable of codification and distribution within an expert community, none relating the results of the earlier interview process.

Heuristics can also be designed - my three for KM are:

  • Knowledge can only ever be volunteered it cannot be conscripted
  • I always know more than I can tell, and I will always tell more than I will write down
  • I only know what I know when I need to know it

Those three heuristics can be used to test the validity of a proposal for a knowledge project.

If I had used a word such as "eschatological," "teleonomic" or "epistemology," I would accept the criticism, but contextualise, heuristics and narrative should be part of the vocabulary of any knowledge professional or any half way educated human being for that matter.

Jerry Ash: David, you come to us thinking that we are K-work pros, and we are. But we are also a microcosm of the K-world, a mix of the world's deepest thinkers and a cross-section of those who range from curious-about to challenged-by a new way of working. We are a most perplexing audience both in the virtual and the real world. We are speakers of the King's English, American English modern, adapted English and English as a second language. We are all intelligent, inquiring, and often confounded by the shorthand often spoken by those "in the know."

If the knowledge strategy is to succeed, it must find a common and comfortable language in which we can all find understanding -- plain English. To my way of thinking, that is not to reach down, but to reach out; to meet the learner, the decision maker, the implementer where s/he is -- at the well head.

Oh, goodness. This sounds so philosophical. I'll stop now.

David Snowden: I'm sorry that I don't understand your comment, it sounds wonderful, impossible to disagree with, but I'm not sure what it means -- rather like many a newspaper column. Yes we have to communicate and to do that requires common context. Whether that is plain English or not depends on who you are talking with. I certainly don't think I've used any short hand -- although I have referenced material that I sent as reading. The language of a pure academic is too far in one direction, that of a 14-year-old too far in the other. I feel comfortable with language that the average University graduate should understand.

To over-simplify is to lose meaning; to over-complicate is to lose audience. It's a balance issue. In common place, easily understood issues,yes go for very plain English. To explore new areas and create new meaning, I'm afraid you have to put in a greater intellectual effort. I also think you need to read the point I made about the difference between oral and written presentation as well.

In respect of straying from the point, I'm surprised at the lack of practical questions. Third generation techniques include narrative databases, stimulation of social networks, just-in-time Knowledge Management. Lots of good practical stuff.

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  More About Communicating KM Principles

3rd Gen KM: Context Will Help Understanding

Excerpt from Jack Vinson, knowledge manager, BioPharma, Pharmacia: Context will help understanding. And this gets us back to context. When we are trying to "sell" any project, it must make sense to our colleagues and to the people who hold the purse strings. To do this, we need to sell the financial end to our accountants, the efficient work processes to our business process people, and the work benefits to the people who will actually use the results of the project. We can do this any number of ways, and if I read Dave correctly, he is suggesting that putting the tool into the right context will help people understand how the project will fit into the company.

  3rd Gen KM: KM Worker or Working with KM?

Carol Tucker, AVP, credit administration, Maryland (U.S.), Permanent Bank & Trust: At the end of the day, I have to communicate to my senior management in terms that they will accept using the communication style most likely to gain their acceptance. If I give them a presentation that does not speak in the way that they want to listen, the message that I am sending will be lost in the "noise" of my presentation -- the medium will mean more than the message and form will triumph over content.

The true value of narrative, to me, is that it enables the presenter to frame the point in terms that the auditor can assimilate and own.

Although I send the same message in the lunch room that I send in the Board room, I tailor my comments to match the communication styles of my intended audience. If I fail to do so, then I lose credibility. I believe that David's comments about his speaking experience [as well as the slightly testy tone of his "allergic" response] says that he does exactly what Joe and James reference -- he tailors his comments to the appropriate audience.

However, David lives in a different world than I do on a day-to-day basis, and in his world what passes as everyday verbiage would be questionable jargon in mine. David is truly a knowledge professional who utilizes KM to be a better professional and who is sharing his fund of insights to help others; whereas, I am a banker who utilizes KM to be a better banker.

To the KM professional, it appears that I operate in stealth mode. To the banker, it appears that I utilize a different skill set than is commonly seen, offering an alternate model of business practices. I am not a KM worker -- I am a person who does my work with KM.

Excerpt from Fred Schoeps, former training and KM program Director, IBM: I was reminded of Ecclesiastes 3:1-8 "for everything there is a season . . . ." What short story describing the future (in the best Asimov sense or Fulghum sense) could you conjure up to enable the reader to envision how business will do business once the discipline of complexity is a natural part of how we do business?

 3rd Gen KM: Traditional Theory Limited

David Snowden: Some good progress here. Jack has exactly summarised what I mean by contextualisation and there is a link to Carol's comments.

Any good speaker responds to an audience, probes and tests their level of understanding before deciding what to say and how to say it. When we use models such as Cynefin, the contextualisation takes the form of gathering anecdotes (naturally told stories, around the water cooler etc) from that organisation's own history, and using those stories to create the model. Not an imposing model with examples from previous consultancy engagements -- I think Joe was reacting against this practice which I despise. Equally, the process I described to link knowledge projects to process improvements is designed to make KM relevant to business functions and to create both an explanation of the project and a language to justify that project which is meaningful to the audience. Jack has correctly read this into what I said.

This is a discussion group of people interested in KM, so the language changes from a general discussion with business people. I am also a mix of practitioner, academic and researcher with a philosophy degree to boot, all of which informs how I engage in conversation.

Fred (I and IBM miss you Fred, it's not the same since you left) as always provides good insight. He asks for a story of a complexity based future. I think the best way to do this is to use two metaphors one from Modern Physics and the "Gardener v. the Engineer." Newtonian physics can stand for existing management practice and theory in which the relationship between cause and effect is assumed to be knowable and manageable. When quantum physics and all that came along, Newtonianism was not invalidated, but it was bounded; the same is true for complexity in management. The fact that we now know that significant aspects of human behaviour -- especially those relating to knowledge sharing and learning -- are complex behaviours, we know the limits of traditional theory.

Traditional theory works for process and significant aspects of KM, but it is also limited.

In a future state I think we will see a significant shift from recipe book approaches to heuristics. Self-organising communities, able to rapidly assembly and deploy knowledge which is never truly known in the wider organisation, will complement the more structured disciplines of content management. The role of senior management is to create and manage the garden, rather than to design machines, but they will still use machines in the garden. For knowledge management this means three things:

  • Sound well structured content management systems
  • taxonomies
  • search engines, etc.

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  Narrative Databases Using High Abstraction Indices

David Snowden: Context management -- interventions designed to create and manage the channels through which knowledge flows, both formally and informally, but which do not manage the knowledge itself.

Fred mentions Asimov, who ironically wrote stories about both worlds. In the Foundation Trilogy we have Hari Seldon, the ultimate Taylorist who through mathematics can predict the future of human interactions centuries into the future. In the 50's this was the dream of science -- everything could be known -- and remains the assumption of mainstream management theory and practice. In the "I Robot" series we see the use of heuristics, the three laws of robotics, that allow complex patterns of behaviour to emerge through their mutual interaction, contradictions and paradox.

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  Shifting Sands of Context

Jack Vinson: I am quite interested to hear about your ideas on third generation KM here and at the AOK/Delphi Enterprise Learning and Knowledge Exchange Summit. And your thoughts on context are interesting too.

We have started thinking about knowledge strategy as part of our ongoing review of the organization, and I realize that one of the difficulties with dealing with context for typical information technology projects is that we expect the context to stay fixed over the lifetime of the application. I have found that the context hardly stays the same over the course of the implementation plan due to changes of personnel, scope and corporate direction.

How do we change the mode of operation of our businesses from point solutions to solutions that are flexible enough to adjust with the changing needs of the organization? This probably sounds like a bottomless well of money for a savvy salesperson. What I am really thinking about is that projects should include flexibility and continuous improvement after initial rollout. Maybe I am being a little harsh -- we have plenty of projects that we are continuously improving. I wonder how we can ensure that understanding of context for new developments becomes a natural part of the specification process.

David Snowden: Jack makes some interesting points and asks a good question. The issue of context stability is an interesting one. Yes there are situations where context is constantly shifting but there are also stable contexts. One of the unique aspects of human complex systems is our ability to impose structure, and reduce uncertainty through collective action (country legal systems, organisations etc.)

The Cynefin model (see previous document -- shows four spaces: known, knowable, complex and chaotic. In the know and knowable space, context is stable and we can afford more second generation approaches. In the complex and chaotic states, context is unstable; and, different techniques are required. When we understand this, it becomes important to understand what each space means for the organisation and develop different approaches and models for each space.

There is no single answer -- solutions lie in diversity, but a descriptive self-awareness of that diversity exists so we know intuitively when we have crossed a boundary and need to change out models. it's not a difficult process; as for strategy, I use narrative techniques to contextualise the model for a company so the heuristics and boundary conditions are defined not in some abstract language, but are rooted in the defining stories of that organisation.

There are also some interesting new developments in project management, in which we use complexity principles to allow teams to self organise to bid out complete project segments based on date and cost. This contrasts with approaches based on forward resource scheduling based on constraints. It is achievement focused and introduced flexibility based on human obligation, commitments and ability to manage uncertainty.

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Part II: Extended Discussion on KM Communication